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RCA: Careers in Compliance

Written by Jason Free on 25th May 2019. Posted in Uncategorised.

Course Description:

This course is meant for learners who possess

Learning Objectives:

Upon completion of this course, learners will be able to:

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Course Content

Lessons Status

21

How have you transitioned to roles of greater responsibility?

22

How will compliance jobs change over the next 5 to 10 years? What may become some of the prerequisites to obtaining a compliance position?

23

What are the job prospects for compliance roles? Are the number of jobs increasing or decreasing? How are those roles changing?

24

What has been the most rewarding aspect of your career?

25

What did you find the most challenging?

26

Looking back across your career, what knowledge information hindsight would have been the most helpful to you early in your career?

27

What characteristics, education, or experience will help set someone up for success in securing a role in compliance?

28

What advice would you give to new graduates looking to break into this field?

29

What advice would you give professionals looking to make a career move to compliance?

30

What is the best way for candidates to distinguish themselves and increase their chances to get hired?

31

What is the best approach for candidates to network with compliance professionals and identify possible opportunities?

32

What recommendations do you have for someone wanting to break into the compliance field? Where should a job seeker start their journey?

33

How can a job seeker move beyond “you need compliance experience” to get a compliance job? What advice would you share?

34

Tom Sexton JD President & CEO National Futures Association

35

Patricia Cushing CPA CFE Director Compliance National Futures Association

36

Regina Thoele Sr. VP Compliance National Futures Association

37

Dan Driscoll CPA COO Executive VP National Futures Association

38

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